What We Do
Good policy is a necessary prerequisite for effective compliance and risk management.
Good risk management requires the ability to embed good process within business units.
As a result of legislative changes it is increasingly common to have external members on compliance/risk/audit committees.
Compliance and other risk management incidents can occur which require external investigation to add independence to the proceedings.
All organisations have periods when events of an internal or external nature stretch their resources. On a short term basis (up to 12 months) an experienced external consultant can relieve the burden and ensure existing programs continue.to run effectively.
Major changes in legislation alter the existing risk framework for banks and other financial institutions and create new requirements which must be met. The magnitude of such changes frequently requires project disciplines to be followed which are beyond the immediate resources of the organisation.
